Our 23 financial advisors offer many years of experience and provide services to the Charlotte, North Carolina area. Our advisors have earned professional designations including: CERTIFIED FINANCIAL PLANNER™ (CFP®), Chartered Financial Analyst (CFA®) and Certified Public Account (CPA), among others. To learn more about professional financial designations click here.
At Carroll Financial we uphold the Fiduciary Standards required of a Registered Investment Advisor (RIA) by the Securities and Exchange Commission (SEC). Our firm has acted as a fiduciary to our clients since 1981 and all of our financial advisors are held to the fiduciary standard.
The Carroll Financial team has been helping clients with the following services since 1980:
Each advisor is supported by the resources of the firm and many work within a team structure. Click below to learn more about each advisor's unique areas of expertise and how they help their clients. To learn more about our services and our team, contact us today!