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August 10, 2020

Carroll Financial Named as Financial Times 300 Top Registered Investment Adviser

Carroll Financial is pleased to announce that we have been named in the 2020 edition of the Financial Times 300 Top Registered Investment Advisers. This list recognizes the top 300 independent Registered Investment Adviser (RIA) firms across the United States.

We wanted to share our excitement of being recognized by this well-respected international news source with you.

You can access the full list and methodology behind the ranking here:

Financial Times Top 300 Registered Investment Advisers

This is the seventh annual FT 300 list, produced independently by the Financial Times in collaboration with Ignites Research, a subsidiary of the Financial Times that provides business intelligence on the asset management industry.

RIA’s were graded on six factors: assets under management (AUM), AUM growth rate, years in existence, industry certifications of key employees, SEC compliance record, and online accessibility.

Bottom Line: As we celebrate our 40th anniversary this week and continue to grow as a truly independent firm, our focus remains on earning and keeping your trust. We’d like to thank all of you, our clients and partners without whom this recognition wouldn’t be possible.

Required Disclosures:

The Financial Times Top 300 Financial Advisors is an independent listing produced by the Financial Times. The FT 300 is based on data gathered from firms, regulatory disclosures, and research conducted on behalf of the Financial Times by Ignites Research, a Financial Times sister publication. The listing reflects each advisor’s performance in six primary areas. The factors are: 1. Assets under management; 2. AUM growth rate; 3. Years of experience; 4. Compliance record; 5. Industry certifications; 6. Online accessibility. Neither the brokerages nor the advisors pay a fee to the Financial Times in exchange for inclusion in the FT 300. Listing in this publication and/or award is not a guarantee of future investment success. This recognition should not be construed as an endorsement of the advisor by any client.

Recognition from rating services or publications is no guarantee of future investment success. Working with a highly rated advisor does not ensure that a client or prospective client will experience a higher level of performance of results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluations.

Registered representative offering securities through Cetera Advisor Networks LLC, member FINRA/SIPC. Carroll Financial and Cetera Advisor Networks are not affiliated.

Awards & Recognition

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