Our firm has acted as a fiduciary to our clients since 1981 and all of our financial advisors are held to the fiduciary standard.
At Carroll Financial we uphold the Fiduciary Standards required of a Registered Investment Advisor (RIA) by the Securities and Exchange Commission (SEC). Our advisors have earned professional designations including: CERTIFIED FINANCIAL PLANNER™ (CFP®), Chartered Financial Analyst (CFA®) and Certified Public Account (CPA), among others.
Each advisor is supported by the resources of the firm and many work within a team structure. Learn more about each advisor’s unique areas of expertise and how they help their clients by reading their biographies below.